Universality of Derived Functor Delta Functors (Theorem # 4212)
Theorem
Let $\mathcal A$ and $\mathcal B$ be abelian categories, and suppose that $\mathcal A$ has enough injective objects. Let $F: \mathcal A \to \mathcal B$ be an additive left exact functor. Then the right derived functors $(R^iF)_{i \geq 0}$, together with their connecting morphisms associated to short exact sequences in $\mathcal A$, form a universal cohomological delta functor.
Dually, if $\mathcal A$ has enough projective objects and $G: \mathcal A \to \mathcal B$ is an additive right exact functor, then the left derived functors $(L_iG)_{i \geq 0}$, together with their connecting morphisms associated to short exact sequences in $\mathcal A$, form a universal homological delta functor.
Discussion
This result records Universality of Derived Functor Delta Functors: given A and B be abelian categories, and suppose that A has enough injective objects. Let F: A B be an additive left exact functor. Then the right derived functors (R iF) i 0 , together with their connecting morphisms.... It is used to organize homological algebra in abelian and module categories and to make later constructions depend only on the stated universal or exactness property.
Proof
[proofplan]
We prove the cohomological statement by the standard effaceability argument. First, the long exact sequences for right derived functors make $(R^iF)_{i \geq 0}$ a cohomological delta functor and identify $R^0F$ with $F$. Then enough injectives and the vanishing of higher derived functors on injective objects show that every $R^iF$ for $i > 0$ is effaceable. Finally, the effaceability criterion for universal delta functors gives the universal property by an induction on degree, using the short exact sequence $0 \to A \to I \to C \to 0$ with $I$ injective and then guaranteeing compatibility with all short exact sequences. The homological statement is the dual argument with epimorphisms from projective objects replacing monomorphisms into injective objects.
[/proofplan]
[step:Identify the derived functors as a cohomological delta functor]
For each object $A \in \mathcal A$, choose an injective resolution
\begin{align*}
0 \longrightarrow A \longrightarrow I^0 \longrightarrow I^1 \longrightarrow I^2 \longrightarrow \cdots .
\end{align*}
The right derived object $R^iF(A)$ is, by definition, the $i$-th cohomology object of the cochain complex
\begin{align*}
0 \longrightarrow F(I^0) \longrightarrow F(I^1) \longrightarrow F(I^2) \longrightarrow \cdots .
\end{align*}
Since $F$ is left exact, the zeroth cohomology of this complex is naturally isomorphic to $F(A)$, so $R^0F \cong F$.
For every short exact sequence
\begin{align*}
0 \longrightarrow A' \longrightarrow A \longrightarrow A'' \longrightarrow 0
\end{align*}
in $\mathcal A$, the standard long exact sequence theorem for right derived functors, obtained from injective resolution comparison together with the snake-lemma construction, gives connecting morphisms
\begin{align*}
\delta^i: R^iF(A'') \longrightarrow R^{i+1}F(A')
\end{align*}
such that the associated sequence
\begin{align*}
0 \longrightarrow R^0F(A') \longrightarrow R^0F(A) \longrightarrow R^0F(A'') \xrightarrow{\delta^0} R^1F(A') \longrightarrow R^1F(A) \longrightarrow \cdots
\end{align*}
is exact and natural in short exact sequences. Therefore $(R^iF,\delta^i)_{i \geq 0}$ is a cohomological delta functor.
[/step]
[step:Efface the higher right derived functors by embedding into injectives]
Let $i > 0$ and let $A \in \mathcal A$. Since $\mathcal A$ has enough injectives, there exists a monomorphism
\begin{align*}
u: A \longrightarrow I
\end{align*}
with $I$ injective. Because $I$ is injective, the complex concentrated in degree $0$,
\begin{align*}
0 \longrightarrow I \xrightarrow{\operatorname{id}_I} I \longrightarrow 0 \longrightarrow 0 \longrightarrow \cdots ,
\end{align*}
is an injective resolution of $I$. This is the standard vanishing property of right derived functors on injective objects: applying $F$ gives a cochain complex with cohomology zero in every positive degree. Hence
\begin{align*}
R^iF(I) = 0 \qquad \text{for all } i > 0.
\end{align*}
Thus the induced morphism
\begin{align*}
R^iF(u): R^iF(A) \longrightarrow R^iF(I)
\end{align*}
is the zero morphism, because its target is the zero object. Therefore each $R^iF$ with $i > 0$ is effaceable.
[guided]
Fix a positive degree $i > 0$ and an object $A \in \mathcal A$. To prove effaceability, we must find a monomorphism out of $A$ along which the induced map on $R^iF$ becomes zero. The hypothesis that $\mathcal A$ has enough injectives gives exactly such a monomorphism:
\begin{align*}
u: A \longrightarrow I
\end{align*}
where $I$ is injective.
Now we use the vanishing property of right derived functors on injective objects, and we verify it in this case. Since $I$ is already injective, it has the injective resolution concentrated in degree $0$:
\begin{align*}
0 \longrightarrow I \xrightarrow{\operatorname{id}_I} I \longrightarrow 0 \longrightarrow 0 \longrightarrow \cdots .
\end{align*}
After applying $F$, the resulting cochain complex has no nonzero terms in positive degree, so its positive cohomology objects vanish:
\begin{align*}
R^iF(I) = 0 \qquad \text{for every } i > 0.
\end{align*}
Therefore the morphism induced by $u$,
\begin{align*}
R^iF(u): R^iF(A) \longrightarrow R^iF(I),
\end{align*}
has zero target, and hence is the zero morphism. This proves that $R^iF$ is effaceable for every $i > 0$.
[/guided]
[/step]
[step:Extend a degree zero transformation uniquely by induction]
Let $(T^i,\partial^i)_{i \geq 0}$ be any cohomological delta functor from $\mathcal A$ to $\mathcal B$, and let
\begin{align*}
\alpha^0: R^0F \longrightarrow T^0
\end{align*}
be a natural transformation. A cohomological delta functor is universal precisely when every such $\alpha^0$ extends uniquely to a morphism of cohomological delta functors. We construct this extension by induction on $i$.
Assume $i>0$, and suppose $\alpha^j: R^jF \to T^j$ has already been constructed for every $j<i$ and is compatible with connecting morphisms in all degrees $<i-1$. For an object $A \in \mathcal A$, choose a short exact sequence
\begin{align*}
0 \longrightarrow A \xrightarrow{u} I \xrightarrow{q} C \longrightarrow 0
\end{align*}
with $I$ injective. The derived-functor long exact sequence contains
\begin{align*}
R^{i-1}F(I) \longrightarrow R^{i-1}F(C) \xrightarrow{\delta_A^{i-1}} R^iF(A) \longrightarrow R^iF(I).
\end{align*}
Since $R^mF(I)=0$ for every $m>0$, exactness implies that $\delta_A^{i-1}$ is an epimorphism when $i>1$. When $i=1$, exactness gives
\begin{align*}
R^0F(I) \longrightarrow R^0F(C) \xrightarrow{\delta_A^0} R^1F(A) \longrightarrow 0,
\end{align*}
so $\delta_A^0$ is also an epimorphism, with kernel equal to the image of $R^0F(I) \to R^0F(C)$.
We define $\alpha_A^i: R^iF(A) \to T^i(A)$ as the unique morphism satisfying
\begin{align*}
\alpha_A^i \circ \delta_A^{i-1}
=
\partial_A^{i-1} \circ \alpha_C^{i-1},
\end{align*}
where $\partial_A^{i-1}:T^{i-1}(C)\to T^i(A)$ is the connecting morphism of $(T^i,\partial^i)_{i\geq0}$ for the chosen short exact sequence. This is well-defined because $\partial_A^{i-1}\circ\alpha_C^{i-1}$ kills $\ker \delta_A^{i-1}$. Indeed, by exactness $\ker\delta_A^{i-1}$ is the image of $R^{i-1}F(I)\to R^{i-1}F(C)$. If $i>1$, this source is zero. If $i=1$, the composite on the image of $R^0F(I)\to R^0F(C)$ equals
\begin{align*}
T^0(q) \xrightarrow{\partial_A^0} T^1(A)
\end{align*}
after applying naturality of $\alpha^0$, and this composite is zero by exactness of the long exact sequence for $T$.
The morphism $\alpha_A^i$ is independent of the chosen injective embedding. Suppose
\begin{align*}
0 \longrightarrow A \xrightarrow{u} I \xrightarrow{q} C \longrightarrow 0,
\qquad
0 \longrightarrow A \xrightarrow{v} J \xrightarrow{r} D \longrightarrow 0
\end{align*}
are two choices with $I$ and $J$ injective. Since $J$ is injective and $u$ is a monomorphism, there is a morphism $s:I\to J$ such that $s\circ u=v$. Let $h:C\to D$ be the induced morphism of cokernels. Naturality of the long exact sequences gives
\begin{align*}
\delta_D^{i-1}\circ R^{i-1}F(h)=R^iF(\operatorname{id}_A)\circ\delta_C^{i-1}=\delta_C^{i-1}
\end{align*}
and
\begin{align*}
\partial_D^{i-1}\circ T^{i-1}(h)=T^i(\operatorname{id}_A)\circ\partial_C^{i-1}=\partial_C^{i-1}.
\end{align*}
Therefore the morphisms produced from the two choices agree after precomposition with the epimorphism $\delta_C^{i-1}$:
\begin{align*}
\alpha_{A,J}^i\circ\delta_C^{i-1}
&=\alpha_{A,J}^i\circ\delta_D^{i-1}\circ R^{i-1}F(h) \\
&=\partial_D^{i-1}\circ\alpha_D^{i-1}\circ R^{i-1}F(h) \\
&=\partial_D^{i-1}\circ T^{i-1}(h)\circ\alpha_C^{i-1} \\
&=\partial_C^{i-1}\circ\alpha_C^{i-1} \\
&=\alpha_{A,I}^i\circ\delta_C^{i-1}.
\end{align*}
Since $\delta_C^{i-1}$ is an epimorphism, $\alpha_{A,J}^i=\alpha_{A,I}^i$.
The same comparison proves naturality. Let $f:A\to A'$ be a morphism in $\mathcal A$, choose short exact sequences $0\to A\to I\to C\to0$ and $0\to A'\to I'\to C'\to0$ with $I'$ injective, and extend $A\xrightarrow{f}A'\to I'$ across $A\to I$ to a morphism $s:I\to I'$. Let $h:C\to C'$ be the induced morphism of cokernels. Naturality of the connecting morphisms and the inductive naturality of $\alpha^{i-1}$ give
\begin{align*}
T^i(f)\circ\alpha_A^i\circ\delta_A^{i-1}
&=T^i(f)\circ\partial_A^{i-1}\circ\alpha_C^{i-1} \\
&=\partial_{A'}^{i-1}\circ T^{i-1}(h)\circ\alpha_C^{i-1} \\
&=\partial_{A'}^{i-1}\circ\alpha_{C'}^{i-1}\circ R^{i-1}F(h) \\
&=\alpha_{A'}^i\circ\delta_{A'}^{i-1}\circ R^{i-1}F(h) \\
&=\alpha_{A'}^i\circ R^iF(f)\circ\delta_A^{i-1}.
\end{align*}
Since $\delta_A^{i-1}$ is an epimorphism, $T^i(f)\circ\alpha_A^i=\alpha_{A'}^i\circ R^iF(f)$. Thus $\alpha^i$ is natural.
The defining equation gives compatibility with the connecting morphism for the chosen effacement sequence. To obtain compatibility for an arbitrary short exact sequence
\begin{align*}
E: 0 \longrightarrow A' \longrightarrow A \longrightarrow A'' \longrightarrow 0,
\end{align*}
we use the effaceability criterion for cohomological delta functors: if a cohomological delta functor $S^*$ has $S^i$ effaceable for every $i>0$, then the induction above produces a unique extension of every degree-zero natural transformation, and that extension is automatically a morphism of delta functors, meaning it commutes with the connecting morphisms attached to every short exact sequence $E$. Its hypotheses have been verified here: $(R^iF,\delta^i)_{i\geq0}$ is a cohomological delta functor, $R^0F\cong F$, and each $R^iF$ for $i>0$ is effaceable by the injective embedding argument. Therefore, for every such $E$ and every $i\geq0$, the square
\begin{align*}
\alpha_{A'}^{i+1}\circ \delta_E^i
=
\partial_E^i\circ \alpha_{A''}^i
\end{align*}
commutes, where $\delta_E^i:R^iF(A'')\to R^{i+1}F(A')$ and $\partial_E^i:T^i(A'')\to T^{i+1}(A')$ denote the connecting morphisms associated to $E$.
Uniqueness follows from the same epimorphism argument on the effacement sequences used in the criterion. If $\beta^i:R^iF\to T^i$ is another degree $i$ extension compatible with connecting morphisms and with $\beta^{i-1}=\alpha^{i-1}$, then for every $A$ and every chosen short exact sequence $0\to A\to I\to C\to0$ with $I$ injective,
\begin{align*}
\beta_A^i\circ\delta_A^{i-1}
=\partial_A^{i-1}\circ\beta_C^{i-1}
=\partial_A^{i-1}\circ\alpha_C^{i-1}
=\alpha_A^i\circ\delta_A^{i-1}.
\end{align*}
Because $\delta_A^{i-1}$ is an epimorphism, $\beta_A^i=\alpha_A^i$. Induction constructs and uniquely determines the morphism of cohomological delta functors extending $\alpha^0$.
[guided]
We now prove the universal property directly. Let $(T^i,\partial^i)_{i\geq0}$ be a cohomological delta functor and let
\begin{align*}
\alpha^0:R^0F\longrightarrow T^0
\end{align*}
be a natural transformation. Universality means that there is exactly one family of natural transformations $\alpha^i:R^iF\to T^i$ extending $\alpha^0$ and commuting with every connecting morphism.
We construct $\alpha^i$ by induction on $i$. Suppose $i>0$ and that the transformations $\alpha^j$ have already been constructed for all $j<i$, naturally in the object and compatibly with connecting morphisms in lower degrees. Fix an object $A\in\mathcal A$. Since $\mathcal A$ has enough injectives, choose a short exact sequence
\begin{align*}
0\longrightarrow A\xrightarrow{u}I\xrightarrow{q}C\longrightarrow0
\end{align*}
with $I$ injective.
The long exact sequence for the derived functors contains
\begin{align*}
R^{i-1}F(I)\longrightarrow R^{i-1}F(C)\xrightarrow{\delta_A^{i-1}}R^iF(A)\longrightarrow R^iF(I).
\end{align*}
Because $I$ is injective, the higher derived functors of $F$ vanish on $I$: $R^mF(I)=0$ for every $m>0$. Hence, if $i>1$, both $R^{i-1}F(I)$ and $R^iF(I)$ vanish, so exactness says that $\delta_A^{i-1}$ is an epimorphism. If $i=1$, the relevant part is
\begin{align*}
R^0F(I)\longrightarrow R^0F(C)\xrightarrow{\delta_A^0}R^1F(A)\longrightarrow0,
\end{align*}
so $\delta_A^0$ is still an epimorphism; its kernel is exactly the image of $R^0F(I)\to R^0F(C)$.
We want $\alpha^i$ to commute with connecting morphisms, so the only possible definition is forced by
\begin{align*}
\alpha_A^i\circ\delta_A^{i-1}=\partial_A^{i-1}\circ\alpha_C^{i-1},
\end{align*}
where $\partial_A^{i-1}:T^{i-1}(C)\to T^i(A)$ is the connecting morphism of $T$ for the chosen short exact sequence. Since $\delta_A^{i-1}$ is an epimorphism, this equation determines $\alpha_A^i$ uniquely if it exists. It exists because the right-hand side kills $\ker\delta_A^{i-1}$. For $i>1$ this kernel is zero. For $i=1$, an element of the kernel comes from $R^0F(I)\to R^0F(C)$; after applying $\alpha^0$, naturality gives the corresponding map $T^0(I)\to T^0(C)$, and exactness of the long exact sequence for $T$ gives
\begin{align*}
T^0(I)\longrightarrow T^0(C)\xrightarrow{\partial_A^0}T^1(A)
\end{align*}
with composite zero. Thus the definition is well-defined in both cases.
We must prove that the chosen injective embedding of $A$ does not matter. Take two choices
\begin{align*}
0\longrightarrow A\xrightarrow{u}I\xrightarrow{q}C\longrightarrow0,
\qquad
0\longrightarrow A\xrightarrow{v}J\xrightarrow{r}D\longrightarrow0
\end{align*}
with $I$ and $J$ injective. Since $J$ is injective and $u$ is a monomorphism, the map $v:A\to J$ extends to a morphism $s:I\to J$ satisfying $s\circ u=v$. This induces a morphism $h:C\to D$ and hence a morphism of short exact sequences whose left vertical map is $\operatorname{id}_A$.
Naturality of the long exact sequences gives
\begin{align*}
\delta_D^{i-1}\circ R^{i-1}F(h)=\delta_C^{i-1}
\end{align*}
and
\begin{align*}
\partial_D^{i-1}\circ T^{i-1}(h)=\partial_C^{i-1}.
\end{align*}
Using the inductive naturality of $\alpha^{i-1}$, we compute
\begin{align*}
\alpha_{A,J}^i\circ\delta_C^{i-1}
&=\alpha_{A,J}^i\circ\delta_D^{i-1}\circ R^{i-1}F(h)\\
&=\partial_D^{i-1}\circ\alpha_D^{i-1}\circ R^{i-1}F(h)\\
&=\partial_D^{i-1}\circ T^{i-1}(h)\circ\alpha_C^{i-1}\\
&=\partial_C^{i-1}\circ\alpha_C^{i-1}\\
&=\alpha_{A,I}^i\circ\delta_C^{i-1}.
\end{align*}
Since $\delta_C^{i-1}$ is an epimorphism, the two definitions agree.
Now we prove naturality. Let $f:A\to A'$ be a morphism in $\mathcal A$. Choose short exact sequences
\begin{align*}
0\longrightarrow A\longrightarrow I\longrightarrow C\longrightarrow0,
\qquad
0\longrightarrow A'\longrightarrow I'\longrightarrow C'\longrightarrow0
\end{align*}
with $I'$ injective. The composite $A\xrightarrow{f}A'\to I'$ extends across the monomorphism $A\to I$ to a morphism $s:I\to I'$, and this induces a morphism $h:C\to C'$. Naturality of connecting morphisms gives a morphism of the two long exact sequences. Therefore
\begin{align*}
T^i(f)\circ\alpha_A^i\circ\delta_A^{i-1}
&=T^i(f)\circ\partial_A^{i-1}\circ\alpha_C^{i-1}\\
&=\partial_{A'}^{i-1}\circ T^{i-1}(h)\circ\alpha_C^{i-1}\\
&=\partial_{A'}^{i-1}\circ\alpha_{C'}^{i-1}\circ R^{i-1}F(h)\\
&=\alpha_{A'}^i\circ\delta_{A'}^{i-1}\circ R^{i-1}F(h)\\
&=\alpha_{A'}^i\circ R^iF(f)\circ\delta_A^{i-1}.
\end{align*}
The map $\delta_A^{i-1}$ is an epimorphism, so
\begin{align*}
T^i(f)\circ\alpha_A^i=\alpha_{A'}^i\circ R^iF(f).
\end{align*}
Thus $\alpha^i$ is natural.
The defining equation gives compatibility with the connecting morphism for the chosen effacement sequence. The point that still has to be checked is stronger: a morphism of cohomological delta functors must commute with the connecting morphism for every short exact sequence, not just the special sequence $0\to A\to I\to C\to0$ used to define $\alpha_A^i$.
This is exactly what the effaceability criterion for cohomological delta functors supplies. The criterion says: if $S^*=(S^i,\delta_S^i)_{i\geq0}$ is a cohomological delta functor and each $S^i$ with $i>0$ is effaceable, then every natural transformation $S^0\to T^0$ into the degree-zero part of any cohomological delta functor $T^*$ extends uniquely to a morphism of cohomological delta functors. We have verified the hypotheses for $S^*=R^*F$: the first step gave the cohomological delta functor structure, and the injective embedding argument proved effaceability of $R^iF$ for all $i>0$. Hence, for every short exact sequence
\begin{align*}
E:0\longrightarrow A'\longrightarrow A\longrightarrow A''\longrightarrow0
\end{align*}
and every $i\geq0$, the connecting morphisms
\begin{align*}
\delta_E^i:R^iF(A'')\longrightarrow R^{i+1}F(A'),
\qquad
\partial_E^i:T^i(A'')\longrightarrow T^{i+1}(A')
\end{align*}
satisfy
\begin{align*}
\alpha_{A'}^{i+1}\circ\delta_E^i=\partial_E^i\circ\alpha_{A''}^i.
\end{align*}
This gives the missing compatibility for arbitrary short exact sequences.
Finally, uniqueness is forced by the same epimorphism used in the effaceability criterion. If $\beta^i:R^iF\to T^i$ is another compatible extension and $\beta^{i-1}=\alpha^{i-1}$ by induction, then for every chosen effacement sequence $0\to A\to I\to C\to0$,
\begin{align*}
\beta_A^i\circ\delta_A^{i-1}
=\partial_A^{i-1}\circ\beta_C^{i-1}
=\partial_A^{i-1}\circ\alpha_C^{i-1}
=\alpha_A^i\circ\delta_A^{i-1}.
\end{align*}
Since $\delta_A^{i-1}$ is an epimorphism, $\beta_A^i=\alpha_A^i$. This completes the induction and proves the universal property.
[/guided]
[/step]
[step:Conclude universality and dualize the argument]
The previous step shows that every natural transformation out of $R^0F$ into the degree zero part of any cohomological delta functor extends uniquely to a morphism of cohomological delta functors. Hence $(R^iF)_{i \geq 0}$ is universal.
For the dual statement, let $G: \mathcal A \to \mathcal B$ be additive and right exact, and suppose $\mathcal A$ has enough projectives. For every object $A \in \mathcal A$, choose an epimorphism
\begin{align*}
P \longrightarrow A
\end{align*}
with $P$ projective. The standard dual vanishing property for left derived functors on projective objects gives
\begin{align*}
L_iG(P)=0 \qquad \text{for all } i>0.
\end{align*}
Thus each $L_iG$ with $i>0$ is co-effaceable. Applying the dual effaceability criterion to the long exact homology sequences associated to short exact sequences proves that $(L_iG)_{i \geq 0}$ is a universal homological delta functor. This completes the proof.
[/step]
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